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Holly B. Hurley

J.P. Morgan Securities LLC

New York, NY

CRD 7638537

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-28
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2022 Present
The Hurley Law Firm, P.C. Knoxville TN 09/2013 09/2022
Law Office Of Holly B. Hurley, Pllc White Plains NY 03/2022 08/2022
The Hollyday, Llc Knoxville TN 01/2016 Present
  • 09/2022 → Present
    New York, NY
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2013 → 09/2022
    The Hurley Law Firm, P.C.
    Knoxville, TN
  • 03/2022 → 08/2022
    Law Office Of Holly B. Hurley, Pllc
    White Plains, NY
  • 01/2016 → Present
    The Hollyday, Llc
    Knoxville, TN
Other Businesses

Effective 9/12/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Single-member LLC: The Hollyday, LLC which is in the process of winding down/being dissolved as it no longer conducts business activity. This business is not investment-related. It was a travel booking business. Address 5312 Rio Vista Ln, Knoxville TN 37919. Owner. Formed in 2018. Approx. No (0) hrs/month currently devoted; and no (0) hrs/month during securities trading hours. This was a part-time side business that is no longer in operation though payments are still coming in from past projects so LLC is still currently listed as active.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06
Other Names
  • Holly Beth Hurley

View on SEC IAPD

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