John Anthony Mendes

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → Present
  New England Securities
  Neptune, NJ
• 01/2015 → Present
  Metlife Securities Inc.
  Wall Township, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Wall Township, NJ

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Wall Township, NJ
  Fairfield, NJ
• 2002-06-21 → 2015-01-02
  New England Securities
  Neptune, NJ
  Wall Township, NJ

Other Businesses

INDEPDENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FOR 0HRS/WK SINCE 11/2009 INDEPENDENT INSURANCE AGENT GROUP HEALTH FOR 1HR/WK SINCE 2005

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-13

Other Names

• John A Mendes