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1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-31 |
Branch Locations
1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Poughkeepsie | NY | 11/2015 | 08/2020 |
| New York University | New York | NY | 09/2020 | 05/2024 |
| Ctbc Bank Usa | New York | NY | 12/2021 | 08/2022 |
| La Colina Equity | New York | NY | 06/2022 | 08/2022 |
| Securities America, Inc | New York | NY | 09/2022 | 06/2024 |
| Osaic Wealth, Inc. | New York | NY | 06/2024 | 11/2025 |
| J.P. Morgan Securities Llc | New York | NY | 11/2025 | 03/2026 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2025 | 03/2026 |
| Wall Street Alliance Group | New York | NY | 11/2022 | 11/2025 |
| Wall Street Alliance Group | New York | NY | 09/2022 | 11/2022 |
| Quent Capital, Llc | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-01 |
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