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Christopher A Coppola

Morgan Stanley

Poughkeepsie, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-03
NY RA APPROVED 2023-07-28
  • TX RA
    APPROVED
    Since 2023-08-03
  • NY RA
    APPROVED
    Since 2023-07-28

Branch Locations

Beechwood Office Park., 2678 South Road, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Poughkeepsie NY 10/2022 Present
Teg Federal Credit Union Hyde Park NY 11/2021 09/2022
Rhinebeck Bank Rhinebeck NY 04/2018 10/2021
The Culinary Institute Of America Hyde Park NY 03/2014 03/2018
Coppola's On 9 Restaurant Poughkeepsie NY 10/2012 02/2017
  • 10/2022 → Present
    Morgan Stanley
    Poughkeepsie, NY
  • 11/2021 → 09/2022
    Teg Federal Credit Union
    Hyde Park, NY
  • 04/2018 → 10/2021
    Rhinebeck Bank
    Rhinebeck, NY
  • 03/2014 → 03/2018
    The Culinary Institute Of America
    Hyde Park, NY
  • 10/2012 → 02/2017
    Coppola's On 9 Restaurant
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28

View on SEC IAPD

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NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

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MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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