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Thomas Francis Kennedy

Alteris Capital Partners, LLC

Houston, TX

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Current Employers
Alteris Capital Partners, Llc

520 Post Oak Boulevard Suite 450, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01

Branch Locations

520 Post Oak Boulevard Suite 450, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Th Prudential Insurance Company Of America Houston TX 01/2011 04/2018
Prudential Investment Management Services Llc Houston TX 01/2011 04/2018
Commonwealth Financial Network San Diego CA 04/2018 04/2025
Global Wealth Advisors, Llc Dallas TX 04/2018 04/2025
Alteris Capital Partners, Llc Houston TX 04/2025 Present
  • 01/2011 → 04/2018
    Th Prudential Insurance Company Of America
    Houston, TX
  • 01/2011 → 04/2018
    Prudential Investment Management Services Llc
    Houston, TX
  • 04/2018 → 04/2025
    Commonwealth Financial Network
    San Diego, CA
  • 04/2018 → 04/2025
    Global Wealth Advisors, Llc
    Dallas, TX
  • 04/2025 → Present
    Alteris Capital Partners, Llc
    Houston, TX
Previous Registrations
  • 2019-04-01 → 2026-01-02
    Global Wealth Advisors
    Angleton, TX
    Lewisville, TX
    Houston, TX
  • 2018-05-21 → 2025-04-05
    Commonwealth Financial Network
    Lake Jackson, TX
    League City, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-20
S63 Uniform Securities Agent State Law Examination 2008-01-22
  • S66 Uniform Combined State Law Examination
    2018-05-20
  • S63 Uniform Securities Agent State Law Examination
    2008-01-22
Designations
Other Names
  • Thomas Francis Kennedy

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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