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535 Madison Ave 37Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-05-18 |
Branch Locations
535 Madison Ave 37Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Marco Island | FL | 12/2022 | 11/2025 |
| James E Fitzgerald Inc | New York | NY | 06/2021 | 12/2022 |
| Suny Oswego | Oswego | NY | 08/2017 | 05/2021 |
| Monroe Woodbury High School | Central Valley | NY | 09/2014 | 06/2017 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2025 | 11/2025 |
| Alps Distributors, Inc. | Denver | CO | 01/2026 | Present |
| Direxion | New York | NY | 12/2025 | Present |
Rafferty Asset Management; Investment-Related; 535 Madison Ave 37th Fl New York, NY 10022; Registered Investment Advisor; Associate Vice President- Institutional ETF Sales; 12/15/2025; 160 HRS/MON; 130 HRS/MON During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-09 |
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