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Dominic Occhiuzzo

Rbc Capital Markets, LLC

Denver, CO

Thornton, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-27
  • CO RA
    APPROVED
    Since 2025-01-27

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Denver CO 09/2022 Present
Mizpah Integrations Inc Fort Myrs FL 07/2022 09/2022
Collier County Governemnt Naples FL 03/2014 09/2022
Palmetto Ridge High School Naples FL 01/2013 05/2016
Florida Southwestern State College Fort Myers FL 08/2016 05/2018
Florida Gulf Coast University Fort Myers FL 08/2018 05/2020
  • 09/2022 → Present
    Rbc Capital Markets, Llc
    Denver, CO
  • 07/2022 → 09/2022
    Mizpah Integrations Inc
    Fort Myrs, FL
  • 03/2014 → 09/2022
    Collier County Governemnt
    Naples, FL
  • 01/2013 → 05/2016
    Palmetto Ridge High School
    Naples, FL
  • 08/2016 → 05/2018
    Florida Southwestern State College
    Fort Myers, FL
  • 08/2018 → 05/2020
    Florida Gulf Coast University
    Fort Myers, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-25
  • S66 Uniform Combined State Law Examination
    2025-01-25

View on SEC IAPD

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Other Offices

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ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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