John Duke Herzog

Current Employers

Employment History

• 09/2022 → 01/2023
  Liberty Capital Strategists, Inc.
  Santa Ana, CA
• 07/2021 → 01/2022
  Doma, Inc.
  Irvine, CA
• 03/2021 → 07/2021
  Novare National Settlement Services
  Irvine, CA
• 08/2020 → 02/2021
  Kent Mortgage
  Irvine, CA
• 09/2017 → 03/2019
  Source Reserve
  Las Vegas, NV
• 01/2023 → 11/2023
  Unemployed
  Costa Mesa, CA
• 04/2016 → 09/2017
  Unemployed
  Costa Mesa, CA
• 03/2019 → 08/2020
  Unemployed
  Costa Mesa, CA
• 01/2022 → 09/2022
  Unemployed
  Costa Mesa, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Other Businesses

1. JOHN HERZOG POSITION: Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2024 ADDRESS: 19782 MacArthur Blvd Suite 270, Irvine CA 92612, United States DESCRIPTION: Assess clients' needs, sell and manage policies, assist with claims, ensure compliance, and provide ongoing support to protect against financial risks from health issues, accidents, and illnesses. 2. UBER POSITION: Driver NATURE: Independent contractor INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2025 ADDRESS: 1109 Corona Ln, Costa Mesa CA 92626, United States DESCRIPTION: Providing transportation services through the Uber platform 3. HERZOG INVESTMENT MANAGEMENT POSITION: Founder/CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2025 ADDRESS: 19782 MacArthur Blvd., Ste. 270, Irvine CA 92612, United States DESCRIPTION: My duties involve helping clients manage their finances and investments to achieve their long-term goals. This includes assessing clients' financial situations, developing personalized financial plans, and providing guidance on retirement, tax strategies, estate planning, and risk management. I also design and manage investment portfolios tailored to each client's needs, executing trades, and monitoring market trends. Additionally, I maintain strong client relationships, ensuring they are informed and confident in their financial decisions. I stay compliant with industry regulations, educate clients on financial matters, handle business development, client acquisition, and day-to-day operational tasks to ensure the growth and success of the practice. 4. LIBERTY CAPITAL STRATEGISTS POSITION: Financial Advisor NATURE: Liberty Capital Strategists is a corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 244 SECURITIES TRADING HOURS: 84 START DATE: 10/14/2025 ADDRESS: 1422 Edinger Ave, Suite 230, Tustin CA 92780, United States DESCRIPTION: My duties involve helping clients manage their finances and investments to achieve their long-term goals. This includes assessing clients' financial situations, developing personalized financial plans, and providing guidance on retirement, tax strategies, estate planning, and risk management. I also design and manage investment portfolios tailored to each client's needs, executing trades, and monitoring market trends. Additionally, I maintain strong client relationships, ensuring they are informed and confident in their financial decisions. I stay compliant with industry regulations, educate clients on financial matters, handle business development, client acquisition, and day-to-day operational tasks to ensure the growth and success of the practice.

Exams

• S66 Uniform Combined State Law Examination
  2024-02-29