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Brian Phi Nguyen

J.P. Morgan Securities LLC

Fremont, CA

Long Beach, CA

Long Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-04
  • CA RA
    APPROVED
    Since 2024-06-04

Branch Locations

46645 Mission Blvd, Fremont, CA 94539 • United States

940 Long Beach Blvd, Long Beach, CA 90813 • United States

777 E Ocean Blvd., Ste B, Long Beach, CA 90802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Lake Forest CA 02/2016 09/2019
Disneyland Resort Anaheim CA 02/2020 12/2022
Equitable Advisors, Llc New York NY 09/2022 03/2024
J.P. Morgan Securities Llc Cerritos CA 05/2024 Present
Jpmorgan Chase Bank, N.A. Cerritos CA 05/2024 Present
Equitable Financial Life Ins Co New York NY 10/2022 03/2024
Unemployed Santa Ana CA 10/2019 01/2020
Unemployed Santa Ana CA 04/2024 04/2024
  • 02/2016 → 09/2019
    U.S. Bank
    Lake Forest, CA
  • 02/2020 → 12/2022
    Disneyland Resort
    Anaheim, CA
  • 09/2022 → 03/2024
    Equitable Advisors, Llc
    New York, NY
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Cerritos, CA
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Cerritos, CA
  • 10/2022 → 03/2024
    Equitable Financial Life Ins Co
    New York, NY
  • 10/2019 → 01/2020
    Unemployed
    Santa Ana, CA
  • 04/2024 → 04/2024
    Unemployed
    Santa Ana, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
  • S66 Uniform Combined State Law Examination
    2022-11-12
Other Names
  • Brian Nguyen
  • Brian P Nguyen

View on SEC IAPD

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AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
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