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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-20 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Market Basket | Milford | NH | 10/2016 | 08/2019 |
| Banana Republic | Merrimack | NH | 06/2017 | 09/2019 |
| Unh Hospitality Services | Durham | NH | 09/2018 | 02/2019 |
| Kyc Marketing | Merrimack | NH | 06/2019 | 09/2019 |
| Wildcat Pizza | Durham | NH | 01/2021 | 02/2021 |
| Noca Beverages | Seabrook | NH | 06/2021 | 09/2021 |
| Coastal Landscaping | Exeter | NH | 11/2020 | 03/2022 |
| University Of New Hampshire | Durham | NH | 09/2018 | 05/2022 |
| Unemployed | Wilton | NH | 01/2010 | 10/2016 |
| Fidelity Investments | Merrimack | NH | 09/2022 | 01/2024 |
| Unemployed | Durham | NH | 09/2019 | 11/2020 |
| Unemployed | Wilton | NH | 03/2022 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-07 |
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