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Thomas Haskell Maccowatt

J.P. Morgan Securities LLC

New York, NY

CRD 7632101

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-28
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2022 Present
Williams Jones Wealth Management New York NY 06/2022 08/2022
Brown Brothers Harriman New York NY 06/2021 08/2021
Williams Jones Wealth Management New York NY 06/2020 08/2020
Morris County Golf Club Morristown NJ 06/2019 08/2019
Washington And Lee University Lexington VA 09/2018 05/2022
Unemployed New Vernon NJ 09/2012 08/2018
  • 09/2022 → Present
    New York, NY
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2022 → 08/2022
    Williams Jones Wealth Management
    New York, NY
  • 06/2021 → 08/2021
    Brown Brothers Harriman
    New York, NY
  • 06/2020 → 08/2020
    Williams Jones Wealth Management
    New York, NY
  • 06/2019 → 08/2019
    Morris County Golf Club
    Morristown, NJ
  • 09/2018 → 05/2022
    Washington And Lee University
    Lexington, VA
  • 09/2012 → 08/2018
    Unemployed
    New Vernon, NJ
Other Businesses

Effective 9/6/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-05
  • S66 Uniform Combined State Law Examination
    2023-04-05
Other Names
  • Tommy Maccowatt

View on SEC IAPD

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