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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-10 |
| CA | RA | APPROVED | 2026-02-09 |
| NJ | RA | APPROVED | 2026-02-09 |
| NY | RA | APPROVED | 2026-01-17 |
Branch Locations
1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | New York | NY | 01/2024 | 07/2025 |
| Ubs Business Solutions Us Llc | New York | NY | 09/2022 | 12/2023 |
| Columbia University | New York | NY | 08/2017 | 05/2022 |
| Ibmec Minas Gerais | Belo Horizonte | 06/2013 | 08/2017 | |
| Unemployed | New York | NY | 06/2022 | 08/2022 |
| Ubs Financial Services, Inc. | New York | NY | 10/2025 | Present |
| Unemployed | New York | NY | 08/2025 | 09/2025 |
EB-5 visa investor (limited partner) with CanAm Texas Regional Center, LP VI. No title with the other business. Start date of relationship is January 2025. Zero hours devoted to this business. No duties related to this business. Address: CanAm Texas Regional Center, LP VI c/o CanAm TC GP VI, LLC Attn: Tom Rosenfeld 48 Wall Street, 24th Floor, New York, NY 10005 USA Fax: +1 212-668-0691 ZTA Empreendimentos Ltda. Brazilian-based family holding company at Rua Guaratinga 100, Apartment 101, Sion, Belo Horizonte 30.315-430, MG Brazil. CNPJ: 52.969.358/0001-20. Limited partner, zero hours devoted to the other business. No duties. Start date 12/26/2023. ZTA Participações e Tecnologia Brazilian-based family holding company at Rua Guaratinga 100, Apartment 101, Sion, Belo Horizonte 30.315-430, MG Brazil. CNPJ: 11.675.713/0001-71. Limited partner, zero hours devoted to the other business. No duties. Start date 12/12/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-17 |
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