Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-18 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Bank Uk Plc | Manchester | 04/2019 | 09/2022 | |
| First Ark Group | Liverpool | 10/2016 | 04/2019 | |
| Hsbc Bank Plc | Liverpool | 08/2014 | 10/2016 | |
| Citigroup | New York | NY | 09/2022 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-02 |
Reach out to this advisor