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Samuel Hanks Manwaring

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesa, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
CA RA APPROVED 2024-09-16
  • TX RA
    APPROVED
    Since 2024-10-03
  • CA RA
    APPROVED
    Since 2024-09-16

Branch Locations

5807 E Mckellips Rd, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 09/2022 08/2024
Brigham Young University - Idaho Rexburg ID 09/2018 04/2022
Spark Marketing Llc / Natura Sales Group Rexburg ID 07/2018 08/2022
Church Of Jesus Christ Of Latter-Day Saints Quito 08/2016 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 08/2024 Present
Bank Of America, N.A. Mesa AZ 11/2024 Present
  • 09/2022 → 08/2024
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 09/2018 → 04/2022
    Brigham Young University - Idaho
    Rexburg, ID
  • 07/2018 → 08/2022
    Spark Marketing Llc / Natura Sales Group
    Rexburg, ID
  • 08/2016 → 07/2018
    Church Of Jesus Christ Of Latter-Day Saints
    Quito
  • 08/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mesa, AZ
  • 11/2024 → Present
    Bank Of America, N.A.
    Mesa, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-17
  • S66 Uniform Combined State Law Examination
    2022-11-17
Other Names
  • Samuel Manwaring
  • Sam Manwaring

View on SEC IAPD

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DANNY LEE BRIMHALL
Daniel Bruce Massow

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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