Thomas J Caswell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 10/2022
  J. P. Morgan Securities Llc
  Poughkeepsie, NY
• 08/2022 → 10/2022
  Jpmorgan Chase Bank N. A.
  Poughkeepsie, NY
• 08/2017 → 08/2022
  Trump National Hudson Valley
  Hopewell Junction, NY
• 06/2021 → 08/2021
  Techmer Pm
  Clinton, TN
• 01/2021 → 01/2022
  Aflac
  Fishkill, NY
• 08/2012 → 07/2017
  Unemployed
  Fishkill, NY
• 03/2023 → Present
  Morgan Stanley
  New York, NY
• 10/2022 → 03/2023
  First Republic Bank
  New York, NY

Other Businesses

* 547761 - Trump National Golf Club Hudson Valley; Investment related -No ,Hopewell Junction, New York; Hospitality/Golf Club; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2017; During business hours: 15; After business hours: 25; Outside Golf Staff

Exams

• S66 Uniform Combined State Law Examination
  2024-06-15

Other Names

• Thomas John Caswell
• Thomas J Caswell