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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Union City | CA | 09/2022 | 02/2023 |
| Wells Fargo Bank, Na | San Lorenzo | CA | 09/2019 | 05/2021 |
| Apptad Inc. | Reston | VA | 11/2017 | 07/2019 |
| Aeramark | Wilkes Barre | PA | 09/2016 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Newark | CA | 03/2023 | 02/2024 |
| Bank Of America, N.A. | Newark | CA | 03/2023 | 02/2024 |
| Wells Fargo Bank, N.A. | Union City | CA | 05/2021 | 09/2022 |
| Wilkes University | Wilkes-Barre | PA | 08/2017 | 09/2017 |
| Wells Fargo Bank, Na | Hayward | CA | 06/2025 | 07/2025 |
| Safe America Credit Union | Hayward | CA | 04/2024 | 02/2025 |
| Nuvision Federal Credit Union | Hayward | CA | 02/2025 | 06/2025 |
| Charles Schwab & Co, Inc | Fremont | CA | 08/2025 | Present |
| Charles Schwab Bank, Ssb | Fremont | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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