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Tuong Ta Vo

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-09
  • CA RA
    APPROVED
    Since 2024-04-09

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 09/2022 Present
Cauldron Ice Cream San Diego CA 03/2019 03/2020
Tokyo Sushi Loha San Diego CA 05/2021 08/2022
Cold Stone Creamery San Diego CA 03/2021 06/2021
Sei Sushi San Diego CA 08/2022 10/2022
Unemployed San Diego CA 07/2013 03/2019
Unemployed San Diego CA 03/2020 03/2021
  • 09/2022 → Present
    Lpl Financial Llc
    San Diego, CA
  • 03/2019 → 03/2020
    Cauldron Ice Cream
    San Diego, CA
  • 05/2021 → 08/2022
    Tokyo Sushi Loha
    San Diego, CA
  • 03/2021 → 06/2021
    Cold Stone Creamery
    San Diego, CA
  • 08/2022 → 10/2022
    Sei Sushi
    San Diego, CA
  • 07/2013 → 03/2019
    Unemployed
    San Diego, CA
  • 03/2020 → 03/2021
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
  • S66 Uniform Combined State Law Examination
    2024-04-08

View on SEC IAPD

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Other Investors

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Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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