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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2023-04-14 |
| CA | RA | APPROVED | 2023-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shewood | OR | 10/2015 | Present |
I*1364287 For profit or not for profit: Entity For Profit Name of outside business organization: Noontrend Investment related: N Address of business: Sherwood, Oregon, 97140, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 10/13/2020 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The purpose of the business is to sell household items online. (textbooks, makeup....) I*1625277 Name of OBA:Rental Property 1 Address:Sherwood,Oregon Investment Related: no Position, Title, Association: Co-owner with other family members Employee Start Date:01/15/2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
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