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Zachary Sehgal

Ubs Financial Services Inc.

New York, NY

CRD 7628966

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-08
NY RA APPROVED 2024-12-13
  • TX RA
    APPROVED
    Since 2025-09-08
  • NY RA
    APPROVED
    Since 2024-12-13

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bgc Partners New York NY 09/2022 11/2024
Wake Forest University Winston-Salem NC 08/2021 06/2022
Stanford University Stanford CA 09/2017 06/2022
La Jolla High School La Jolla CA 09/2014 06/2017
Ubs Financial Services New York NY 12/2024 Present
  • 09/2022 → 11/2024
    Bgc Partners
    New York, NY
  • 08/2021 → 06/2022
    Wake Forest University
    Winston-Salem, NC
  • 09/2017 → 06/2022
    Stanford University
    Stanford, CA
  • 09/2014 → 06/2017
    La Jolla High School
    La Jolla, CA
  • 12/2024 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27

View on SEC IAPD

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