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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-01 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2015 | 09/2019 |
| Bankers Life & Casualty, Inc | Corona | CA | 09/2019 | 01/2020 |
| Bankers Life Securities, Inc | Corona | CA | 11/2019 | 01/2020 |
| Massmutual Life Insurance Company | La Jolla | CA | 01/2020 | 06/2025 |
| Mml Investors Services, Llc | La Jolla | CA | 03/2020 | 06/2025 |
| Principal Life Insurance Company | San Diego | CA | 06/2025 | Present |
| Principal Securities, Inc. | San Diego | CA | 06/2025 | Present |
**INSURANCE POSITION: Outside Sales NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2025 ADDRESS: 4370 La Jolla Village Drive, Suite 1025, San Diego CA 92122, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **JAPANESE AMERICAN CITIZENS LEAGUE - SAN DIEGO POSITION: Co-president NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 2317 Mica Rd, Carlsbad CA 92009, United States DESCRIPTION: Attend meetings, vote on initiatives, attend events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-17 |
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