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Jonathan Isamu Yokoyama

Principal Securities, Inc.

San Diego, CA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-01
  • CA RA
    APPROVED
    Since 2025-07-01

Branch Locations

4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2015 09/2019
Bankers Life & Casualty, Inc Corona CA 09/2019 01/2020
Bankers Life Securities, Inc Corona CA 11/2019 01/2020
Massmutual Life Insurance Company La Jolla CA 01/2020 06/2025
Mml Investors Services, Llc La Jolla CA 03/2020 06/2025
Principal Life Insurance Company San Diego CA 06/2025 Present
Principal Securities, Inc. San Diego CA 06/2025 Present
  • 12/2015 → 09/2019
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → 01/2020
    Bankers Life & Casualty, Inc
    Corona, CA
  • 11/2019 → 01/2020
    Bankers Life Securities, Inc
    Corona, CA
  • 01/2020 → 06/2025
    Massmutual Life Insurance Company
    La Jolla, CA
  • 03/2020 → 06/2025
    La Jolla, CA
  • 06/2025 → Present
    Principal Life Insurance Company
    San Diego, CA
  • 06/2025 → Present
    San Diego, CA
Previous Registrations
Other Businesses

**INSURANCE POSITION: Outside Sales NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2025 ADDRESS: 4370 La Jolla Village Drive, Suite 1025, San Diego CA 92122, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **JAPANESE AMERICAN CITIZENS LEAGUE - SAN DIEGO POSITION: Co-president NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 2317 Mica Rd, Carlsbad CA 92009, United States DESCRIPTION: Attend meetings, vote on initiatives, attend events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2015-10-17
  • S66 Uniform Combined State Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2015-10-17
Other Names
  • Jon Isamu Yokoyama
  • Jon Isamu Yokoyama
  • Jonathan Isamu Yokoyama
  • Jonathan Yokoyama

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