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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-13
TX RA APPROVED 2023-09-13
  • CA RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

10100 Trinity Parkway Suite 320, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Inc. Stockton CA 05/2023 Present
University Of The Pacific Stockton CA 08/2019 05/2023
Moreau Catholic High School Hayward CA 08/2015 08/2019
  • 05/2023 → Present
    Stifel, Nicolaus & Company, Inc.
    Stockton, CA
  • 08/2019 → 05/2023
    University Of The Pacific
    Stockton, CA
  • 08/2015 → 08/2019
    Moreau Catholic High School
    Hayward, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-12
  • S66 Uniform Combined State Law Examination
    2023-09-12

View on SEC IAPD

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