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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-30
  • NY RA
    APPROVED
    Since 2024-09-30

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2022 08/2024
City Year Chicago IL 08/2021 06/2022
Cornell University Ithaca NY 08/2017 05/2021
Cornell University Ithaca NY 01/2018 05/2021
Blackstone New York NY 06/2020 08/2020
Savills New York NY 06/2019 08/2019
Coller Capital New York NY 05/2019 06/2019
The Ranch At Rock Creek Philipsburg MT 06/2018 08/2018
Martine's Fine Bake Shoppe Scarsdale NY 09/2016 07/2017
The Masters School Dobbs Ferry NY 09/2010 06/2017
Unemployment Scarsdale NY 07/2022 09/2022
Ubs Financial Services, Inc New York NY 09/2024 Present
  • 10/2022 → 08/2024
    Morgan Stanley
    New York, NY
  • 08/2021 → 06/2022
    City Year
    Chicago, IL
  • 08/2017 → 05/2021
    Cornell University
    Ithaca, NY
  • 01/2018 → 05/2021
    Cornell University
    Ithaca, NY
  • 06/2020 → 08/2020
    Blackstone
    New York, NY
  • 06/2019 → 08/2019
    Savills
    New York, NY
  • 05/2019 → 06/2019
    Coller Capital
    New York, NY
  • 06/2018 → 08/2018
    The Ranch At Rock Creek
    Philipsburg, MT
  • 09/2016 → 07/2017
    Martine's Fine Bake Shoppe
    Scarsdale, NY
  • 09/2010 → 06/2017
    The Masters School
    Dobbs Ferry, NY
  • 07/2022 → 09/2022
    Unemployment
    Scarsdale, NY
  • 09/2024 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-28
S63 Uniform Securities Agent State Law Examination 2022-11-19
  • S65 Uniform Investment Adviser Law Examination
    2024-09-28
  • S63 Uniform Securities Agent State Law Examination
    2022-11-19

View on SEC IAPD

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