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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-08-14
PA RA APPROVED 2024-08-08
NJ RA APPROVED 2024-01-09
FL RA APPROVED 2023-06-13
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2016-07-01
  • VT RA
    APPROVED
    Since 2024-08-14
  • PA RA
    APPROVED
    Since 2024-08-08
  • NJ RA
    APPROVED
    Since 2024-01-09
  • FL RA
    APPROVED
    Since 2023-06-13
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2016-07-01

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Ridgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-04
  • S66 Uniform Combined State Law Examination
    2008-12-04
Designations

View on SEC IAPD

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