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Christopher Tage Malmborg

LPl Financial LLC

San Diego, CA

San Francisco, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-03
  • CA RA
    APPROVED
    Since 2025-06-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 08/2022 01/2026
Chirpshop Los Angeles CA 07/2021 07/2022
Sony Music Publishing Santa Monica CA 06/2018 06/2021
Bmg Music Publishing Los Angeles CA 01/2018 05/2018
Nbc Universal Universal City CA 06/2017 12/2017
University Of Southern California Los Angeles CA 08/2014 05/2018
Lpl Financial Llc Concord CA 01/2026 Present
  • 08/2022 → 01/2026
    Lpl Financial Llc
    San Diego, CA
  • 07/2021 → 07/2022
    Chirpshop
    Los Angeles, CA
  • 06/2018 → 06/2021
    Sony Music Publishing
    Santa Monica, CA
  • 01/2018 → 05/2018
    Bmg Music Publishing
    Los Angeles, CA
  • 06/2017 → 12/2017
    Nbc Universal
    Universal City, CA
  • 08/2014 → 05/2018
    University Of Southern California
    Los Angeles, CA
  • 01/2026 → Present
    Lpl Financial Llc
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-30
  • S66 Uniform Combined State Law Examination
    2025-05-30
Other Names
  • Chris Malmborg

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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