Cody Anthony Lawler

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-17
IA	RA	APPROVED	2012-06-29

TX RA
APPROVED_RES

Since 2024-05-17
IA RA
APPROVED

Since 2012-06-29

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	10/2008	Present
Principal Securities	Des Moines	IA	11/2008	Present

10/2008 → Present

Principal Life Insurance Company

Des Moines, IA
11/2008 → Present

Principal Securities

Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-27

S66 Uniform Combined State Law Examination

2012-06-27

View on SEC IAPD

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