Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-02
  • SC RA
    APPROVED
    Since 2024-05-02

Branch Locations

200 Meeting St, Charleston, SC 29401 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Charleston SC 05/2010 Present
  • 05/2010 → Present
    Bank Of America
    Charleston, SC
Other Businesses

I*1800278, Entity Type: Entity Charitable, Name of OBA: Charleston Regional Development Alliance, Address: North Charleston, SC, 29405, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 05/31/2024, No Hours: 12hrs/Annually, No Hours during trading: 12 hrs, Duties: The Charleston Metro M&A Council exists to respond to potential interest in mergers, acquisitions, and investment opportunities for the economic development of the Charleston metro region. As a diverse group of regional professionals, the M&A Council primarily facilitates local introductions on behalf of interested parties to improve the possibility of a successful investment in the region. The M&A Council supports this activity through:-Confidential introductions for potential matchmaking -Education and materials related to M&A and economic development-Awareness of local, state, and national issues affecting M&A activity. I*1809279Entity CharitableName of OBA: MUSC Foundation College of NursingAddress: Charleston, South Carolina, 29425Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 05/31/2024No Hours: 12No Hours during trading: 12Duties: MUSC Foundation College of Nursing is committed to transforming nurse education through research and innovation. It strives to improve, enhance, and optimize MUSC nursing programs, all while addressing dire shortages. Donor contributions helps them maintain the extraordinary level of care MUSC College of Nursing graduates are known for through programs such as scholarships and endowed chairs. The MUSC Foundation College of Nursing has a goal to continue to build exceptional nursing graduates and recruit the faculty to teach them now and in years to come. I*810278, Entity Type: Entity Charitable, Name of OBA: My Sister's House Inc., Address: N Charleston, South Carolina, 29415, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 05/01/2022, No Hours: 4 Monthly, No Hours during Trading: 2 Monthly, Duties: Serve and volunteer as a board member in support of the mission of the organization. My Sister's House is committed to a shared mission to break cycles of domestic violence by providing comprehensive support, services, and education to our clients and community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-01
  • S66 Uniform Combined State Law Examination
    2024-05-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charleston, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor