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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
CO RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-03-30
  • CO RA
    APPROVED
    Since 2023-01-30

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 08/2022 Present
Ria Denver CO 05/2020 07/2022
Bank Of America Denver CO 08/2018 04/2020
Golds Gym Charlotte NC 01/2016 07/2018
University Of North Carolina Charlotte Charlotte NC 08/2015 05/2018
Bank Of America N.A. Denver CO 10/2022 Present
  • 08/2022 → Present
    Denver, CO
  • 05/2020 → 07/2022
    Ria
    Denver, CO
  • 08/2018 → 04/2020
    Bank Of America
    Denver, CO
  • 01/2016 → 07/2018
    Golds Gym
    Charlotte, NC
  • 08/2015 → 05/2018
    University Of North Carolina Charlotte
    Charlotte, NC
  • 10/2022 → Present
    Bank Of America N.A.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21

View on SEC IAPD

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