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Tom Lau

Envoy Advisory Inc.

Colorado Springs, CO

CRD 7622603

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Employer firm

Envoy Advisory Inc. CRD 306559

$615M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Envoy Advisory Inc.

5333 N Union Blvd Suite 200, Colorado Springs, CO 80918 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-25
  • CO RA
    APPROVED
    Since 2022-08-25

Branch Locations

5333 N Union Blvd Suite 200, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envoy Advisory Inc. Colorado Springs CO 04/2018 Present
Compassion International Colorado Springs CO 11/2008 03/2018
  • 04/2018 → Present
    Envoy Advisory Inc.
    Colorado Springs, CO
  • 11/2008 → 03/2018
    Compassion International
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-19
  • S65 Uniform Investment Adviser Law Examination
    2022-08-19
Other Names
  • Kianpin Lau

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC

Nearby Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM

Nearby Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO

More in Colorado Springs, CO

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