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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| LA | RA | APPROVED | 2023-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 4Th Quarter Wealth Management | Lafayette | LA | 08/2022 | 08/2023 |
| Commonwealth Financial Services | Waltham | MA | 08/2022 | 08/2023 |
| Ross Bernard State Farm Llc | St Martinville | LA | 01/2021 | 08/2022 |
| Red Wing Shoes | Lafayette | LA | 12/2018 | 12/2020 |
| Mary Ellens Tux Shoppe | Lafayette | LA | 01/2017 | 12/2018 |
| Adriens Supermarket | Lafayette | LA | 08/2015 | 01/2017 |
| 4Th Quarter Wealth Management | Lafayette | LA | 08/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2023 | Present |
Fixed insurance sales; as of 01/01/2023; 10% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
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