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Joseph Barbera

Wellington Shields & Co., LLC

New York, NY

Wellington Shields Capital Management, LLC

New York, NY

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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-06
  • NY RA
    APPROVED
    Since 2023-06-06

Branch Locations

60 Broad Street 39Th Floor, New York, NY 10004 • USA

Wellington Shields Capital Management, Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-06
  • NY RA
    APPROVED
    Since 2023-06-06

Branch Locations

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments New York City NY 08/2022 05/2023
Fidelity Investments New York NY 06/2022 08/2022
Tony And Joe's Seafood Place Washington DC 03/2022 06/2022
American Public Television Boston MA 09/2019 12/2019
Flicker Productions London 07/2019 08/2019
2 Spring Restaurant Oyster Bay NY 04/2021 08/2021
Student Boston MA 09/2017 06/2019
Unemployed East Norwich NY 01/2020 03/2021
Student East Setauket NY 09/2016 08/2017
Student Washington DC 09/2021 03/2022
Wellington Shields & Co. New York NY 06/2023 Present
  • 08/2022 → 05/2023
    Fidelity Investments
    New York City, NY
  • 06/2022 → 08/2022
    Fidelity Investments
    New York, NY
  • 03/2022 → 06/2022
    Tony And Joe's Seafood Place
    Washington, DC
  • 09/2019 → 12/2019
    American Public Television
    Boston, MA
  • 07/2019 → 08/2019
    Flicker Productions
    London
  • 04/2021 → 08/2021
    2 Spring Restaurant
    Oyster Bay, NY
  • 09/2017 → 06/2019
    Student
    Boston, MA
  • 01/2020 → 03/2021
    Unemployed
    East Norwich, NY
  • 09/2016 → 08/2017
    Student
    East Setauket, NY
  • 09/2021 → 03/2022
    Student
    Washington, DC
  • 06/2023 → Present
    Wellington Shields & Co.
    New York, NY
Previous Registrations
  • 2023-01-10 → 2023-05-10
    Fidelity Personal And Workplace Advisors
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19

View on SEC IAPD

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