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Nicole Alexandra Karamales

Hmv Wealth Advisors, LLC

Shreveport, LA

CRD 7621901

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Employer firm

Hmv Wealth Advisors, LLC CRD 297747

$465M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hmv Wealth Advisors, Llc

333 Texas Street Suite 1525, Shreveport, LA 71101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
LA RA APPROVED 2022-10-14
  • TX RA
    APPROVED
    Since 2023-01-03
  • LA RA
    APPROVED
    Since 2022-10-14

Branch Locations

333 Texas Street Suite 1525, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heard, Mcelroy And Vestal, Llc Shreveport LA 01/2021 Present
Caddo Parish Schools - Captain Shreve High School Shreveport LA 08/2007 01/2021
Hmv Wealth Advisors, Llc Shreveport LA 01/2021 07/2024
Hmv Wealth Advisors, Llc Shreveport LA 07/2024 Present
Hmv Wealth Advisors, Llc Shreveport LA 10/2022 Present
Other Businesses

Heard, McElroy & Vestal 333 Texas Street, Suite 1525 Shreveport, LA 71101 Non-investment Related Accounting Firm Administrative Assistant Start Date: 01/2021 Devotes 4-6 hours/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14
Other Names
  • Nicole A Vasquez

View on SEC IAPD

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