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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-13 |
| TX | RA | APPROVED | 2026-04-13 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Muscatine Community School | Muscatine | IA | 08/2016 | 02/2017 |
| Unemployed | Muscatine | IA | 02/2017 | 06/2017 |
| Palmer Group/Wells Fargo | W Des Moines | IA | 06/2017 | 08/2017 |
| Aureon Staffing | W Des Moines | IA | 08/2017 | 09/2017 |
| Paychex | W Des Moines | IA | 09/2017 | 11/2018 |
| Unemployed | Des Moines | IA | 02/2022 | 05/2022 |
| Connectify Hr | Des Moines | IA | 05/2022 | 08/2022 |
| Associate Staffing | Charlotte | NC | 06/2022 | Present |
| Principal Life Insurance Company | West Des Moines | IA | 08/2022 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 09/2022 | Present |
| Paychex | West Des Moines | IA | 11/2018 | 02/2022 |
| Principal Advised Services | Des Moines | IA | 04/2024 | 03/2026 |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/12/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **TAPESTRY QUARTET POSITION: Quartet Singing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2025 ADDRESS: 1501 Washington Ave, Des Moines IA 50314, United States DESCRIPTION: My role with this OBA is a singing member with Tapestry Quartet - a music ensemble. We are not related in any way to insurance or securities industries. We are primarily functioning as a performance group that sings for no cost, or at times for a cost for certain events. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 04/16/2026 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long-term Care, Health, Medicare Supplements, Group Benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-22 |
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