Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-04-13
TX RA APPROVED 2026-04-13
  • IA RA
    APPROVED
    Since 2026-04-13
  • TX RA
    APPROVED
    Since 2026-04-13

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Muscatine Community School Muscatine IA 08/2016 02/2017
Unemployed Muscatine IA 02/2017 06/2017
Palmer Group/Wells Fargo W Des Moines IA 06/2017 08/2017
Aureon Staffing W Des Moines IA 08/2017 09/2017
Paychex W Des Moines IA 09/2017 11/2018
Unemployed Des Moines IA 02/2022 05/2022
Connectify Hr Des Moines IA 05/2022 08/2022
Associate Staffing Charlotte NC 06/2022 Present
Principal Life Insurance Company West Des Moines IA 08/2022 Present
Principal Securities, Inc. West Des Moines IA 09/2022 Present
Paychex West Des Moines IA 11/2018 02/2022
Principal Advised Services Des Moines IA 04/2024 03/2026
  • 08/2016 → 02/2017
    Muscatine Community School
    Muscatine, IA
  • 02/2017 → 06/2017
    Unemployed
    Muscatine, IA
  • 06/2017 → 08/2017
    Palmer Group/Wells Fargo
    W Des Moines, IA
  • 08/2017 → 09/2017
    Aureon Staffing
    W Des Moines, IA
  • 09/2017 → 11/2018
    Paychex
    W Des Moines, IA
  • 02/2022 → 05/2022
    Unemployed
    Des Moines, IA
  • 05/2022 → 08/2022
    Connectify Hr
    Des Moines, IA
  • 06/2022 → Present
    Associate Staffing
    Charlotte, NC
  • 08/2022 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 09/2022 → Present
    West Des Moines, IA
  • 11/2018 → 02/2022
    Paychex
    West Des Moines, IA
  • 04/2024 → 03/2026
    Des Moines, IA
Previous Registrations
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/12/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **TAPESTRY QUARTET POSITION: Quartet Singing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2025 ADDRESS: 1501 Washington Ave, Des Moines IA 50314, United States DESCRIPTION: My role with this OBA is a singing member with Tapestry Quartet - a music ensemble. We are not related in any way to insurance or securities industries. We are primarily functioning as a performance group that sings for no cost, or at times for a cost for certain events. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 04/16/2026 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long-term Care, Health, Medicare Supplements, Group Benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2022-10-22
  • S66 Uniform Combined State Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2022-10-22
Other Names
  • Austin Siefers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor