Austin M Siefers

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 02/2017
  Muscatine Community School
  Muscatine, IA
• 02/2017 → 06/2017
  Unemployed
  Muscatine, IA
• 06/2017 → 08/2017
  Palmer Group/Wells Fargo
  W Des Moines, IA
• 08/2017 → 09/2017
  Aureon Staffing
  W Des Moines, IA
• 09/2017 → 11/2018
  Paychex
  W Des Moines, IA
• 02/2022 → 05/2022
  Unemployed
  Des Moines, IA
• 05/2022 → 08/2022
  Connectify Hr
  Des Moines, IA
• 06/2022 → Present
  Associate Staffing
  Charlotte, NC
• 08/2022 → Present
  Principal Life Insurance Company
  West Des Moines, IA
• 09/2022 → Present
  Principal Securities, Inc.
  West Des Moines, IA
• 11/2018 → 02/2022
  Paychex
  West Des Moines, IA
• 04/2024 → 03/2026
  Principal Advised Services
  Des Moines, IA

Previous Registrations

• 2024-05-31 → 2026-04-13
  Principal Advised Services
  Des Moines, IA

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/12/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **TAPESTRY QUARTET POSITION: Quartet Singing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2025 ADDRESS: 1501 Washington Ave, Des Moines IA 50314, United States DESCRIPTION: My role with this OBA is a singing member with Tapestry Quartet - a music ensemble. We are not related in any way to insurance or securities industries. We are primarily functioning as a performance group that sings for no cost, or at times for a cost for certain events. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 04/16/2026 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long-term Care, Health, Medicare Supplements, Group Benefits.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-31
• S63 Uniform Securities Agent State Law Examination
  2022-10-22

Other Names

• Austin Siefers