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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2014-08-11 |
Branch Locations
6340 South 3000 East, Suite 350, Salt Lake City, UT 84121 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Sandy, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Management | Salt Lake City | UT | 05/2006 | Present |
| Kestra Investment Services, Llc | Salt Lake City | UT | 07/2014 | Present |
| Kestra Private Wealth Services, Llc | Salt Lake City | UT | 07/2014 | Present |
Name: Notary-Amy Babbel Investment Related: No Address: 6340 South 3000 East Suite 350 Salt Lake City UT 84121 Nature of Business: Other Other/None of the Above Notary Position, Title or Relationship: Other, Notary Start Date: 10/23/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Notarizing Signatures for Clients and FA's Name: Lucky Few Consulting Investment Related: No Address: 6340 South 3000 East Suite 350 Salt Lake City UT 84121 Nature of Business: Other Back Office Operations Position, Title or Relationship: Owner Start Date: 1/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: It will strictly be used as a pass through tax entity to be paid through Business Name: Elevated Private Wealth Advisors EPWA Investment Related: Yes Address: 6340 South 3000 East Suite 350 Salt Lake City UT 84121 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: IAR Start Date: 4/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Operational Duties Name: SUMMIT OAK ADVISORS POSITION: Senior Operation Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2026 ADDRESS: 6340 South 3000 East, Suite 350, Salt Lake City UT 84121, United States DESCRIPTION: Operational Duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-13 |
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