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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-27
CT RA APPROVED 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-27
  • CT RA
    APPROVED
    Since 2023-06-16

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

Bristol, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Farmington CT 08/2022 Present
Td Bank Plainville CT 02/2022 08/2022
People's United Bank Avon CT 03/2018 01/2022
Polam Federal Credit Union New Britain CT 06/2016 03/2018
  • 08/2022 → Present
    Farmington, CT
  • 02/2022 → 08/2022
    Td Bank
    Plainville, CT
  • 03/2018 → 01/2022
    People's United Bank
    Avon, CT
  • 06/2016 → 03/2018
    Polam Federal Credit Union
    New Britain, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16

View on SEC IAPD

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