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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-01
  • NY RA
    APPROVED
    Since 2024-07-01

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 06/2021 08/2021
Barbados National Sports Council Bridgetown 06/2019 07/2019
The St.MIchael School Bridgetown 08/2012 06/2018
The University Of Virginia Charlottesville VA 08/2018 05/2022
Ubs Financial Services Inc. Weehawken NJ 08/2022 06/2024
Ubs Asset Management Weehawken NJ 06/2024 Present
  • 06/2021 → 08/2021
    Weehawken, NJ
  • 06/2019 → 07/2019
    Barbados National Sports Council
    Bridgetown
  • 08/2012 → 06/2018
    The St.MIchael School
    Bridgetown
  • 08/2018 → 05/2022
    The University Of Virginia
    Charlottesville, VA
  • 08/2022 → 06/2024
    Weehawken, NJ
  • 06/2024 → Present
    Ubs Asset Management
    Weehawken, NJ
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: Nicol Squash/ INVESTMENT RELATED?:N/ ADDRESS: 476 West 42nd StNew York/ NATURE OF THE BUSINESS: Playing and coaching squash in the city / POSITION:Squash Coach / DUTIES: I will be a squash coach on Sundays, coaching children and adults and teaching them the game of squash / START DATE: 2/5/2023 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20

View on SEC IAPD

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