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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-03 |
| NY | RA | APPROVED | 2023-10-27 |
Branch Locations
2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
475 Park Avenue South, Suite 2100, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ccs Fundraising | New York | NY | 03/2022 | 06/2022 |
| Louis Vuitton | New York | NY | 05/2021 | 03/2022 |
| American Ballet Theatre | New York | NY | 09/2012 | 05/2021 |
| Unemployed | Albany | NY | 06/2022 | 08/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2022 | 03/2023 |
| Northwestern Mutual Investment Services Llc | New York | NY | 03/2023 | 03/2023 |
| Christopher Street Financial | New York | NY | 04/2023 | 04/2023 |
| Kestra Advisory Services, Llc | New York | NY | 04/2023 | Present |
NAME: Christopher Street Financial POSITION: Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/01/2023 ADDRESS: 475 Park Avenue South, Suite 2100 New York, New York 10016 DESCRIPTION: Assist the Financial Advisors in preparing for client meetings. NAME: Power of Attorney POSITION: Son NATURE: Legal/Attorney/Trustee/Executor Other; Trustee/Executor/Trust Protector/Power of Attorney (for Kestra or non-Kestra clients) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: 4240 W 76th Ave. Westminister, Colorado 80030 DESCRIPTION: I became the POA for my parents as they are aging, my father's health is in decline, and I have the ability to step in and help out if needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-27 |
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