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Analisa Marie Mcguffie

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-13
  • CA RA
    APPROVED
    Since 2023-10-13

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scripps Ranch High School Scripps Ranch CA 08/2014 06/2018
University Of Arizona Tucson AZ 08/2018 06/2022
Ubs Financial Services San Diego CA 09/2022 Present
Quality Controlled Manufacturing Inc. San Diego CA 12/2019 04/2020
Little Italy Bar And Grill Scripps Ranch CA 12/2017 12/2019
  • 08/2014 → 06/2018
    Scripps Ranch High School
    Scripps Ranch, CA
  • 08/2018 → 06/2022
    University Of Arizona
    Tucson, AZ
  • 09/2022 → Present
    Ubs Financial Services
    San Diego, CA
  • 12/2019 → 04/2020
    Quality Controlled Manufacturing Inc.
    San Diego, CA
  • 12/2017 → 12/2019
    Little Italy Bar And Grill
    Scripps Ranch, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-13
  • S66 Uniform Combined State Law Examination
    2023-10-13

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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