Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 08/2022 | 04/2023 |
| Tencent Holdings Limited | Guangzhou | 09/2021 | 12/2021 | |
| Fat Lum Limited | Hong Kong | 06/2019 | 03/2021 | |
| International School Of Beijing | Beijing | 09/2012 | 05/2018 | |
| University Of Illinois At Urbana Champaign | Urbana | IL | 08/2018 | 08/2022 |
| Unemployed | Beijing | 05/2018 | 08/2018 | |
| Ubs Financial Services, Inc | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-28 |
Reach out to this advisor