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Sean Grantham Mccabe

Ameriprise Financial Services, LLC

Mercer Island, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-05-14
  • WA RA
    APPROVED
    Since 2024-05-14

Branch Locations

2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mercer Island WA 07/2022 Present
Dukes Seafood And Chowder Seattle WA 05/2017 07/2022
West Seattle High School Seattle WA 06/2013 06/2017
  • 07/2022 → Present
    Ameriprise Financial Services, Llc
    Mercer Island, WA
  • 05/2017 → 07/2022
    Dukes Seafood And Chowder
    Seattle, WA
  • 06/2013 → 06/2017
    West Seattle High School
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-05-13

View on SEC IAPD

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