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Lisa Malene Little

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2018-11-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2018-11-29

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowen And Company, Llc New York NY 06/2006 10/2016
Citigroup New York NY 10/2016 09/2018
Citigroup New York NY 09/2018 Present
  • 06/2006 → 10/2016
    Cowen And Company, Llc
    New York, NY
  • 10/2016 → 09/2018
    Citigroup
    New York, NY
  • 09/2018 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-28
S63 Uniform Securities Agent State Law Examination 2011-02-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-28
  • S63 Uniform Securities Agent State Law Examination
    2011-02-28

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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