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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-15 |
Branch Locations
433 Main Street, Green Bay, WI 54301-5114 • UNITED STATES
80 South 8Th Street, Suite 4300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 03/1994 | 04/2026 |
| Associated Investment Services, Inc. | Green Bay | WI | 06/2026 | Present |
| Associated Bank, N.A. | Minneapolis | MN | 05/2026 | Present |
1. CHANCE4PROPERTIES, LLC; Investment related; 642 Woodland Way, Eagan, MN 55123; Real estate holding LLC for operations of two rental town houses; Treasurer & 80% ownership including spouse; Started 1/1/2021; 2 hours per month, none during trading hours; Completion of financials & payments of operations/taxes. 2. Brass Parkway Rental Townhouse; Investment related; 13660 Brass Parkway, Rosemount, MN 55068; Purchase of rental townhouse 25% ownership of LLC (80% when aggregated with spouse); Owner/Operator; Started 1/1/2021; 2 hours per month, none during trading hours; 25% ownership of LLC (80% when aggregated with spouse). 3. Atrium Avenue Rental Property; Investment related; 13765 Atrium Avenue, Rosemount, MN 55068; Purchase of rental townhouse 25% ownership of LLC (80% when aggregated with spouse); Indirect ownership via Chance4 Properties, LLC; Started 1/1/2021; 2 hours per month, none during trading hours; Owner/Operator.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-22 |
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