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Andrew Larkin Caples

Cerity Partners LLC

New York, NY

Towson, MD

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-03-04
  • MD RA
    APPROVED
    Since 2026-03-04

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

210 Allegheny Avenue 4Th Floor, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planit Agency Baltimore MD 06/2021 08/2021
Maryland Capital Management Baltimore MD 06/2020 08/2020
Goldman Sachs Great Falls VA 07/2022 11/2023
Unemployed Baltimore MD 09/2005 05/2020
Unemployed Richmond VA 09/2020 05/2021
Unemployed Richmond VA 09/2021 05/2022
United Capital Financial Advisors, Llc Reston VA 11/2023 02/2026
Cerity Partners Llc New York NY 03/2026 Present
  • 06/2021 → 08/2021
    Planit Agency
    Baltimore, MD
  • 06/2020 → 08/2020
    Maryland Capital Management
    Baltimore, MD
  • 07/2022 → 11/2023
    Goldman Sachs
    Great Falls, VA
  • 09/2005 → 05/2020
    Unemployed
    Baltimore, MD
  • 09/2020 → 05/2021
    Unemployed
    Richmond, VA
  • 09/2021 → 05/2022
    Unemployed
    Richmond, VA
  • 11/2023 → 02/2026
    United Capital Financial Advisors, Llc
    Reston, VA
  • 03/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-06
  • S65 Uniform Investment Adviser Law Examination
    2023-02-06
Designations
Other Names
  • Andrew Caples

View on SEC IAPD

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