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Michael A. Beyers

Ubs Financial Services Inc.

New York, NY

CRD 5160323

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2010 Present
Previous Registrations
  • 2008-05-02 → 2010-12-08
    Credit Suisse Securities (Usa) Llc
    New York, NY
Other Businesses

HEALTHY JUICES LLC / 1629 HAGYS FORD ROAD PENN VALLEY,PA 19072 / FOOD, BEVERAGES & TOBACCO / FRANCHISE SMOOTHIE SHOP SELLING SMOOTHIES AND JUICES / / START DATE 6/24/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2006-08-15
Other Names
  • Mike A. Beyers

View on SEC IAPD

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