Roseanne J Clingerman

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-22
MD	RA	APPROVED	2023-05-17

TX RA
APPROVED

Since 2023-05-22
MD RA
APPROVED

Since 2023-05-17

Branch Locations

30 West Patrick Street Suite 700, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Frederick	MD	09/2022	Present
Sandy Spring Bank	Frederick	MD	12/2012	08/2022

09/2022 → Present

Morgan Stanley

Frederick, MD
12/2012 → 08/2022

Sandy Spring Bank

Frederick, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-17

S66 Uniform Combined State Law Examination

2023-05-17

Other Names

Roseanne J Brown
Roseanne J Katenhusen

View on SEC IAPD

Other Firms

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Other Investors

Timothy Lawrence Miller

DAVID ANDREW FRANK

LEE REUEL KRAMER

JEREMIAH COLE THOMPSON

James Christian Peachey

Richard Shawn Nisson

Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

LPL ENTERPRISE, LLC · FREDERICK, MD

LPL FINANCIAL LLC · FREDERICK, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

More in Frederick, MD

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