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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-09
CA RA APPROVED 2023-04-13
  • TX RA
    APPROVED
    Since 2023-08-09
  • CA RA
    APPROVED
    Since 2023-04-13

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sacramento CA 02/2021 Present
Sac State Pd Sacramento CA 01/2020 02/2021
Contra Costa Sheriff's Department Martinez CA 01/2019 12/2019
Stanford's Restaurant And Bar Walnut Creek CA 08/2017 12/2018
Full Time Student - High School Walnut Creek CA 08/2014 08/2017
  • 02/2021 → Present
    Sacramento, CA
  • 01/2020 → 02/2021
    Sac State Pd
    Sacramento, CA
  • 01/2019 → 12/2019
    Contra Costa Sheriff's Department
    Martinez, CA
  • 08/2017 → 12/2018
    Stanford's Restaurant And Bar
    Walnut Creek, CA
  • 08/2014 → 08/2017
    Full Time Student - High School
    Walnut Creek, CA
Other Businesses

ACX ; NOT INV RELATED; TBD,CA; PLATFORM TO LINK AUTHORS AND NARRATORS ; START DATE: 12/01/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-13
  • S66 Uniform Combined State Law Examination
    2023-04-13

View on SEC IAPD

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