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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-04 |
| TX | RA | APPROVED | 2025-03-04 |
Branch Locations
390 Madison Ave Floor 11, New York, NY 10017 • United States
390 Madison Ave, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 08/2022 | 02/2025 |
| Tacoria | Montclair | NJ | 05/2018 | 08/2018 |
| J.P. Morgan Securities Llc | New York | NY | 02/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2025 | Present |
| Vanguard Marketing Corporation | New York | NY | 08/2022 | 02/2025 |
| Unemployed | Montclair | NJ | 08/2020 | 07/2022 |
| Fed Ex | New York | NY | 07/2020 | 07/2020 |
| Unemployed | New York | NY | 10/2019 | 06/2020 |
| Dunkin Donuts | New York | NY | 05/2019 | 09/2019 |
| Taste Of West Orange Llc | New York | NY | 05/2019 | 09/2019 |
| Unemployed | New Brunswick | NJ | 10/2018 | 04/2019 |
| Shriyamunaji | New York | NY | 05/2018 | 09/2018 |
| Unemployed | Montclair | NJ | 02/2015 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-30 |
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