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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-20 |
Branch Locations
60 William Street Suite 140, Wellesley, MA 02481-3810 • United States
Millbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Framingham | MA | 04/2014 | 02/2018 |
| Citizens Bank | Framingham | MA | 04/2010 | 02/2018 |
| Citizens Securities Inc. | Wellesley | MA | 02/2018 | 10/2019 |
| Citizens Bank | Wellesley | MA | 02/2018 | 10/2019 |
| Citizens Securities, Inc | Chestnut Hill | MA | 10/2019 | 10/2022 |
| Citizens Bank | Wellesley | MA | 10/2019 | 10/2022 |
| Citizens Bank, N.A | Chestnut Hill | MA | 10/2022 | 01/2023 |
| Citizens Bank, N.A | Westwood | MA | 10/2022 | 01/2023 |
| Ameriprise Financial Services | Wellesley | MA | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Wellesley | MA | 01/2023 | Present |
Outside Employment; Winter Durum llc; Associate Advisor; paid thought LLC for Ameriprise work.; 60 William Street Suite 140, , WELLESLEY, MA, 02481; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Notary Public; public service - no fee; 10 Barbara Ave, , Millbury, MA, 01527; Not Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-27 |
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