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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-20
  • NJ RA
    APPROVED
    Since 2023-01-20

Branch Locations

60 William Street Suite 140, Wellesley, MA 02481-3810 • United States

Millbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Framingham MA 04/2014 02/2018
Citizens Bank Framingham MA 04/2010 02/2018
Citizens Securities Inc. Wellesley MA 02/2018 10/2019
Citizens Bank Wellesley MA 02/2018 10/2019
Citizens Securities, Inc Chestnut Hill MA 10/2019 10/2022
Citizens Bank Wellesley MA 10/2019 10/2022
Citizens Bank, N.A Chestnut Hill MA 10/2022 01/2023
Citizens Bank, N.A Westwood MA 10/2022 01/2023
Ameriprise Financial Services Wellesley MA 01/2023 01/2023
Ameriprise Financial Services, Llc Wellesley MA 03/2020 03/2020
Ameriprise Financial Services, Llc. Wellesley MA 01/2023 Present
  • 04/2014 → 02/2018
    Cco Investment Services Corp
    Framingham, MA
  • 04/2010 → 02/2018
    Citizens Bank
    Framingham, MA
  • 02/2018 → 10/2019
    Wellesley, MA
  • 02/2018 → 10/2019
    Citizens Bank
    Wellesley, MA
  • 10/2019 → 10/2022
    Chestnut Hill, MA
  • 10/2019 → 10/2022
    Citizens Bank
    Wellesley, MA
  • 10/2022 → 01/2023
    Citizens Bank, N.A
    Chestnut Hill, MA
  • 10/2022 → 01/2023
    Citizens Bank, N.A
    Westwood, MA
  • 01/2023 → 01/2023
    Ameriprise Financial Services
    Wellesley, MA
  • 03/2020 → 03/2020
    Wellesley, MA
  • 01/2023 → Present
    Wellesley, MA
Previous Registrations
  • 2017-11-01 → 2023-01-24
    Framingham, MA
    Wellesley, MA
    Burlington, MA
    Dedham, MA
    Dedham, MA
    Canton, MA
    Hudson, MA
    Chestnut Hill, MA
Other Businesses

Outside Employment; Winter Durum llc; Associate Advisor; paid thought LLC for Ameriprise work.; 60 William Street Suite 140, , WELLESLEY, MA, 02481; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Notary Public; public service - no fee; 10 Barbara Ave, , Millbury, MA, 01527; Not Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-31
S63 Uniform Securities Agent State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2017-10-31
  • S63 Uniform Securities Agent State Law Examination
    2007-07-27
Other Names
  • Patrycja Ewa Serafin

View on SEC IAPD

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