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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-10-19 |
| AL | RA | APPROVED | 2021-10-18 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Mobile, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mobile | AL | 12/2009 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2021 | Present |
1. 03/10/2010 - PLANFOCUS FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/18/2014 - PLAN SPONSOR CONSULTANTS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/20/13 - 120 Hours Per Month During Securities Trading - 3. 9/4/2014: Center for Balance and Rehabilitation LLC - Investment Related - 4682 Airport Blvd, Mobile AL 36608 - OTHER-CENTER FOR BALANCE AND REHABILITATION LLC - Started 09/02/2014 - 10 Hours Per Month During Securities Trading - Brother is a physical therapist and wants to open his own private practice. Will open an LLC and provide the initial operating capital necessary to secure a building lease, purchase some equipment and provide the payroll. Will not be operating this business, but will provide the necessary investment and business oversight. 4. 1/31/2022 - Tyger Technologies, LLC - Not Investment Related - Home Based - Other--co-owner of patent and formation of new LLC - Started 02/01/2022 - 10 Hours Per Month/0 Hours During Securities Trading - 50% owner in US Patent #10934678 - Pressure Grouted Helical Piling Technology; 50% Owner in Tyger Technologies, LLC. 5. 05/14/2025 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:08/23/2021 - 120 Hrs/Mth - 120 Hrs During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-09 |
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