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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-10-19
AL RA APPROVED 2021-10-18
  • LA RA
    APPROVED
    Since 2021-10-19
  • AL RA
    APPROVED
    Since 2021-10-18

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Mobile, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mobile AL 12/2009 Present
Global Retirement Partners, Llc San Rafael CA 10/2021 Present
Other Businesses

1. 03/10/2010 - PLANFOCUS FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/18/2014 - PLAN SPONSOR CONSULTANTS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/20/13 - 120 Hours Per Month During Securities Trading - 3. 9/4/2014: Center for Balance and Rehabilitation LLC - Investment Related - 4682 Airport Blvd, Mobile AL 36608 - OTHER-CENTER FOR BALANCE AND REHABILITATION LLC - Started 09/02/2014 - 10 Hours Per Month During Securities Trading - Brother is a physical therapist and wants to open his own private practice. Will open an LLC and provide the initial operating capital necessary to secure a building lease, purchase some equipment and provide the payroll. Will not be operating this business, but will provide the necessary investment and business oversight. 4. 1/31/2022 - Tyger Technologies, LLC - Not Investment Related - Home Based - Other--co-owner of patent and formation of new LLC - Started 02/01/2022 - 10 Hours Per Month/0 Hours During Securities Trading - 50% owner in US Patent #10934678 - Pressure Grouted Helical Piling Technology; 50% Owner in Tyger Technologies, LLC. 5. 05/14/2025 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:08/23/2021 - 120 Hrs/Mth - 120 Hrs During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-09
  • S66 Uniform Combined State Law Examination
    2010-03-09

View on SEC IAPD

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