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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-09 |
Branch Locations
4400 Six Forks Road, Raleigh, NC 27609 • United States
40 Page Dr, Pinehurst, NC 28374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 08/2022 | 01/2026 |
| First Citizens Bank | Pinehurst | NC | 02/2021 | 01/2026 |
| Carolina Commercial Llc | Pinehurst | NC | 02/2020 | 02/2021 |
| Pnc Bank | Pinehurst | NC | 10/2019 | 02/2020 |
| Colony Bank Formerly Known As Calumet Bank And Lagrange Banking | Columbus | GA | 02/2014 | 08/2019 |
| First Citizens Bank | Pinehurst | NC | 01/2026 | Present |
| First Citizens Investor Services | Raleigh | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-15 |
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