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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-23
CO RA APPROVED 2024-06-13
CA RA APPROVED 2023-12-07
IL RA APPROVED 2023-03-13
  • AZ RA
    APPROVED
    Since 2025-10-23
  • CO RA
    APPROVED
    Since 2024-06-13
  • CA RA
    APPROVED
    Since 2023-12-07
  • IL RA
    APPROVED
    Since 2023-03-13

Branch Locations

1751 Lake Cook Rd Suite 350, Deerfield, IL 60015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fgmk, Llc Bannockburn IL 01/2018 06/2022
Cliftonlarsonallen, Llp Oakbrook IL 07/2011 01/2018
The Pietsch Financial Group, Inc. Deerfield IL 07/2022 12/2022
The Guardian Life Insurance Company Of America Deerfield IL 12/2022 07/2025
Park Avenue Securities Llc Deerfield IL 01/2023 07/2025
Guardian Life Insurance Company Chicago IL 06/2024 11/2025
Park Avenue Securities Chicago IL 06/2024 11/2025
Guardian Life Insurance Company Glenview IL 07/2025 11/2025
Park Avenue Securities Glenview IL 07/2025 11/2025
Guardian Life Insurance Company Deerfield IL 11/2025 Present
Park Avenue Securities Deerfield IL 11/2025 Present
  • 01/2018 → 06/2022
    Fgmk, Llc
    Bannockburn, IL
  • 07/2011 → 01/2018
    Cliftonlarsonallen, Llp
    Oakbrook, IL
  • 07/2022 → 12/2022
    The Pietsch Financial Group, Inc.
    Deerfield, IL
  • 12/2022 → 07/2025
    The Guardian Life Insurance Company Of America
    Deerfield, IL
  • 01/2023 → 07/2025
    Deerfield, IL
  • 06/2024 → 11/2025
    Guardian Life Insurance Company
    Chicago, IL
  • 06/2024 → 11/2025
    Park Avenue Securities
    Chicago, IL
  • 07/2025 → 11/2025
    Guardian Life Insurance Company
    Glenview, IL
  • 07/2025 → 11/2025
    Park Avenue Securities
    Glenview, IL
  • 11/2025 → Present
    Guardian Life Insurance Company
    Deerfield, IL
  • 11/2025 → Present
    Park Avenue Securities
    Deerfield, IL
Other Businesses

1) SP Tax Services, LLC d/b/a Wealth Halo Tax-CPA, Nature of Business: tax preparation services, Start date: 02/15/2023, Address: 5319 N. Ravenswood Avenue, Chicago, IL 60640, Duties: preparing tax returns and providing tax related advice, 5 total hours per month; 1 during securities trading hours, Not investment related, 2) Insurance Products Other Than Guardian, Start Date: 12/16/2024, Address: 1751 Lake Cook Rd., Ste. 350, Deerfield, IL 60015, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-01
  • S66 Uniform Combined State Law Examination
    2023-03-01
Other Names
  • Samuel Pollack

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